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Compliance, Disclosure and Marketing in the ASX with COVID-19

Rooster Talk Episode 4 with Ivy Chen, Principal Consultant, CSA Global


In this session of Rooster Talk, I am talking to Ivy Chen who is the Principal Consultant in CSA Global. Ivy comes with a wealth of knowledge in this industry and has worked for a good time with the Australian Securities & Investments Commission (ASIC). Ivy and I have had many conversations over the years about the whole issue or corporate compliance and continuous disclosure of companies in the ASX. I have found her to be a person with very practical advice to the complicated and important issue within the ASX listing rules. This is a very candid and informative conversation which was great fun.


PODCAST

 

Disclaimer

The information or opinions provided herein do not constitute investment advice, an offer or solicitation to subscribe for, purchase or sell the investment product(s) mentioned herein. It does not take into consideration, nor have any regard to your specific investment objectives, financial situation, risk profile, tax position and particular, or unique needs and constraints. Read full Disclaimer.


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